The Garbacz Group Services

The Garbacz Group, Inc., as a registered investment advisor and independent broker/dealer, is committed to only its clients’ objectives and financial success. Specializing in financial planning, wealth building and qualified plan management, it offers no proprietary products and is compensated only on a fee basis.

Investment Management

The Garbacz Group offers the opportunities of a large investment organization for portfolios owned by retirement plans, trusts and individuals while the company’s independence enables it to make investors’ best interest the daily objective.

Individually prepared programs:

• Help clients identify their investment objectives and risk tolerance.
• Manage investment risk by identifying, purchasing and monitoring suitable investments.
  
  

• Risk Measurement
  
  
• Investment Process Outline
  
  
• Investment Process
  
  
• Portfolio Risk Management
  
  

Retirement Plans

The Garbacz Group provides the following Qualified Plan Management Services:

• Expenses analysis to include investment and administration;

• Report on the risk levels of each investment option, and their Risk/Reward ratio’s, in addition to identifying how the combination of investment options affects the portfolio’s risk:

• Work with Plan Fiduciaries to ensure compliance with ERISA Section 404(c) (details fiduciary responsibilities with regard to Qualified Plans), list ways to maintain compliance, and identify common 404(c) mistakes.

• Will Excessive Fees Make You Liable?
  
  
• Snapshot of ERISA 404(c) Requirements
  
  
• How The Garbacz Group, Inc. Can Help
  
  
• Investments Available in Your 401k Savings Plan - Sample Correlation Matrix
  
  
• Correlations Matrix Definition
  

NOTE: indicates a PDF document requiring Adobe Reader. Click here to download Adobe Reader